TCC (Taking Care of Compliance) – A Spotlight on FINRA Social Media Compliance
The phrase “Taking Care of Business (TCB)” is synonymous with the King of Rock n’ Roll Elvis Presley, who utilized the acronym with a lightning bolt...
The phrase “Taking Care of Business (TCB)” is synonymous with the King of Rock n’ Roll Elvis Presley, who utilized the acronym with a lightning bolt...
Social media has emerged as one of the most powerful tools in digital marketers’ toolbox. However, in the highly-regulated world of mortgages where...
With 72% of U.S. adults reporting using at least one social media platform, social media is an obvious channel through which banks can engage with...
Carefully curating a corporate mortgage/financial services social media presence is practically a full-time job, given the intense regulatory focus...
Having a compliance management system (CMS) is a well-known regulatory imperative, but did you know that mortgage lenders and financial institutions...
With Fair Lending top of mind for regulators and lenders alike, it is essential to understand the regulatory underpinnings of this legal concept. Two...
1. What is Regulation DD?
Loan officers and other financial industry members utilize social media every day to market themselves to consumers on a more personal level. As more...
For newcomers breaking into the lending industry, the sheer number of laws in place to regulate lender practices can seem uncountable. Whether it’s...