Who We Serve

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INDEPENDENT MORTGAGE BANKS
IMBs operate across channels with high LO mobility and regulatory scrutiny. ActiveComply delivers centralized oversight, automated monitoring, and audit trails to keep lenders exam ready. 

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MORTGAGE BROKERS
Brokers move fast, operate lean, and face high enforcement exposure. ActiveComply provides automated monitoring, simple onboarding/offboarding, and instant exam readiness.

 

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BANKS
Banks face branch level inconsistencies and decentralized marketing. ActiveComply delivers visibility, automated workflows, and oversight across websites and social media.

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CREDIT UNIONS
Credit unions rely on community focused marketing and distributed staff. ActiveComply provides oversight, automation, and documentation aligned with NCUA expectations.

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REGISTERED INVESTMENT ADVISORS
RIAs face strict disclosures, advisor led marketing risks, and heavy documentation. ActiveComply delivers automated monitoring, disclosure governance, and audit ready oversight.