Compliance Resources

5 Social Media Post Ideas for Banks to Drive Customer Acquisition and Retention

With 72% of U.S. adults reporting using at least one social media platform, social media is an obvious channel through which banks can engage with...

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That’s Not My Page! Social Media Made for You, But Not by You.

Carefully curating a corporate mortgage/financial services social media presence is practically a full-time job, given the intense regulatory focus...

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Remote Work, Third-Party Fees, and Social Media: AARMR 2022 Conference

State regulators are continuing to address a variety of issues, including remote work, social media advertising, overcharging third-party fees and...

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Mischief Managed: Managing Social Media Risk as Part of Your CMS

Having a compliance management system (CMS) is a well-known regulatory imperative, but did you know that mortgage lenders and financial institutions...

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ECOA & Advertising: What’s the Connection?

With Fair Lending top of mind for regulators and lenders alike, it is essential to understand the regulatory underpinnings of this legal concept. Two...

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5 Things to Know About Regulation DD’s Social Media Ad Requirements

1. What is Regulation DD?

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Team Names & Other DBAs – What Are the Rules?

Loan officers and other financial industry members utilize social media every day to market themselves to consumers on a more personal level. As more...

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Understanding Targeted Ads on Social Media

It has been noted by military historians that victors of great battles in ancient history were often those who were able to solve the logistical...

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TikTok - The Newest Platform With Compliance Concerns

Over the past decade or so, online social networks have connected the world like never before. And as the technology has matured and evolved, its...

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