Compliance Resources

Blog posts and intelligence

The Digital Advertising Problem No Mid-Sized Broker Can Solve Manually

If Blog 1 was about the moment growth turns into pressure, Blog 2 is about what happens next — the realization that the digital world your loan...

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Which Facebook Account Type Are Your Loan Officers Using — and Why It Matters for Compliance

A loan officer sets up a Facebook presence to connect with friends & colleagues, communicate with consumers on a more personalized level, all with...

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The Compliance Breaking Point

There is a moment in every growing brokerage when the business feels like it’s finally hitting its stride. Production is steady, referral partners...

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Empowering Frontline Teams with Embedded Guidance

The Reality Frontline Teams Are Living In

Across regulated industries, frontline teams are creating more content than ever before. Loan officers,...

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ActiveComply’s WebCompass: Helping Lenders Navigate Mortgage Website Compliance with Confidence

In the hyper-competitive landscape of mortgage, a lender’s online presence is more than a digital calling card: it’s a dynamic marketing engine that...

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Navigating Regulatory Compliance When Hosting Mortgage Events

Mortgage businesses frequently organize events – from first-time homebuyer seminars to open houses, happy hours to charity events – to create and...

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Navigating Compliance in Branch P&L Mortgage Models

In the mortgage industry, the Branch P&L (Profit and Loss) model has increasingly become a popular structure. Branch leaders often desire autonomy...

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Ensuring Compliance and Professionalism: Best Practices for Loan Officers’ Email Signatures

Anyone who has stepped foot in an office over the past few decades knows that the days of letters and faxes being the primary method of business...

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A Quick Guide to Mortgage Products & Disclosures for Mortgage Professionals

Navigating the vast landscape of mortgage products and the associated disclosure requirements can be challenging, especially for those who may be new...

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