TCC (Taking Care of Compliance) – A Spotlight on FINRA Social Media Compliance
The phrase “Taking Care of Business (TCB)” is synonymous with the King of Rock n’ Roll Elvis Presley, who utilized the acronym with a lightning bolt...
Cloud Storage: What are the Requirements for Financial Institutions?
Recent technological advancements have undoubtedly streamlined the loan process for borrowers and lenders alike, far beyond what could have been...
Lasting Changes to the Financial Industry from COVID-19
The COVID-19 pandemic has severely unsettled consumer lending to such an extent that some methods and facets of the industry may never revert to...
FINRA, Social Media, & Gamification
The financial industry is an ever-evolving creature, one that constantly invents exciting ways for its customers to move and spend money. By the same...