Compliance Resources

Blog posts and intelligence

Why Mortgage Brokers Need Technology to Manage Rising State Regulatory Burden

Mortgage brokers are facing a regulatory environment unlike anything seen in the past decade. State regulators have become the primary enforcers of...

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The Old Model of Social Monitoring No Longer Fits the Moment

By the time most organizations reach this point in their social compliance journey, they’ve already felt the strain of manual oversight. They’ve seen...

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Why Website Governance Has Become the Fastest‑Growing Source of Exam Findings

State regulators have shifted more exam responsibility to brokers in recent years, and website governance has become one of the fastest-growing areas...

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Manual Social Monitoring Is Failing Regulated Teams

Regulated organizations have always relied on some form of manual monitoring to keep social media activity in check. Screenshots, spreadsheets,...

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The Digital Advertising Problem No Mid-Sized Broker Can Solve Manually

If Blog 1 was about the moment growth turns into pressure, Blog 2 is about what happens next — the realization that the digital world your loan...

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Which Facebook Account Type Are Your Loan Officers Using — and Why It Matters for Compliance

A loan officer sets up a Facebook presence to connect with friends & colleagues, communicate with consumers on a more personalized level, all with...

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The Hidden Social Risks No One Sees Coming

The Risks That Surface Long Before a Regulator Does

Most organizations assume their biggest social media risks come from intentional misconduct or...

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The Compliance Breaking Point

There is a moment in every growing brokerage when the business feels like it’s finally hitting its stride. Production is steady, referral partners...

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What State Regulators See When They Look at Your Marketing

With the recent shift in the presidential administration and the changes occurring at the CFPB, there is a growing narrative in the industry that...

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