Compliance Resources

The Regulatory Spotlight Didn’t Disappear when Cubicles Did – Loan Servicers & Remote Work Compliance

When COVID‑19 pushed loan servicers into spare bedrooms and kitchen tables, productivity largely held steady… but regulators did not relax. In fact,...

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Mortgage Oversight Realignment: The Rise of State Enforcement

Structural and policy shifts since early 2025 have sharply curtailed the Consumer Financial Protection Bureau’s (CFPB’s) supervisory reach. A series...

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Affiliated Business Arrangements: Navigating a Complex Compliance Minefield in 2025

Affiliated business arrangements, or ABAs, have become a staple strategy for many lenders, real‑estate brokers, builders, and title agencies that...

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Navigating Regulatory Compliance When Hosting Mortgage Events

Mortgage businesses frequently organize events – from first-time homebuyer seminars to open houses, happy hours to charity events – to create and...

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Advertising Positive Feedback the Right Way: Customer Testimonials & Mortgage Compliance

For as long as companies have advertised their wares and services, customer testimonials have been a powerful method of attracting new business....

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Navigating Compliance in Branch P&L Mortgage Models

In the mortgage industry, the Branch P&L (Profit and Loss) model has increasingly become a popular structure. Branch leaders often desire autonomy...

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Understanding the MAP Rule: Regulation N and Mortgage Advertising

Even as the years have ticked past, the 2008 financial crisis remains fresh in the minds of lending regulators, who have worked diligently to close...

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A Quick Guide to Mortgage Products & Disclosures for Mortgage Professionals

Navigating the vast landscape of mortgage products and the associated disclosure requirements can be challenging, especially for those who may be new...

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8-Step Compliance Checklist for Websites (In Under 5 Minutes)

In today's digital age, an online presence is essential for just about any business, and mortgage companies are no different. However, an extra layer...

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