Compliance Resources

How to Stay Compliant During Seasonal Campaigns

As the holiday season approaches, mortgage marketers have a golden opportunity to connect with consumers in a warm, timely way. But that festive...

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Cyber-Ready or Cyber-Risk? A Practical Playbook for Mortgage Lenders Facing Regulatory Audits

The Rising Stakes

For as long as the internet has existed, so too have bad actors who have sought to use shortcomings in the system for their own...

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2025 Social Media Scaries

Once again, as Spooky Season rolls around, here at ActiveComply we like to share with the world some findings from our Wall of Shame folder - real...

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Mortgage Oversight Realignment: The Rise of State Enforcement

Structural and policy shifts since early 2025 have sharply curtailed the Consumer Financial Protection Bureau’s (CFPB’s) supervisory reach. A series...

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Affiliated Business Arrangements: Navigating a Complex Compliance Minefield in 2025

Affiliated business arrangements, or ABAs, have become a staple strategy for many lenders, real‑estate brokers, builders, and title agencies that...

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Navigating Regulatory Compliance When Hosting Mortgage Events

Mortgage businesses frequently organize events – from first-time homebuyer seminars to open houses, happy hours to charity events – to create and...

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Navigating Compliance in Branch P&L Mortgage Models

In the mortgage industry, the Branch P&L (Profit and Loss) model has increasingly become a popular structure. Branch leaders often desire autonomy...

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Ensuring Compliance and Professionalism: Best Practices for Loan Officers’ Email Signatures

Anyone who has stepped foot in an office over the past few decades knows that the days of letters and faxes being the primary method of business...

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The Future of Digital Marketing Compliance: Why AI is a Game-Changer

Hello, folks! I am Colby Berger, CEO of ActiveComply. Welcome to the first in what I hope becomes a useful series where I share thoughts on what is...

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