Compliance Resources

Blog posts and intelligence

Mortgage Advertising Regulations - Social Media Counts, Too!

Love it or hate it, social media is a critically important tool that lenders and servicers must utilize in order to attract new customers and stay on...

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Lasting Changes to the Financial Industry from COVID-19

The COVID-19 pandemic has severely unsettled consumer lending to such an extent that some methods and facets of the industry may never revert to...

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The TCPA - Is Social Media Next?

In the latest warning to the ever-expanding marketing industry, the 5th Circuit Court of Appeals recently determined that unsolicited and unwanted...

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Juneteenth, TRID, & Social Media

On June 17th, President Joe Biden signed Congressional Bill S. 475 into law at 3:51pm, effectively adding Juneteenth as a new federally recognized...

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FINRA, Social Media, & Gamification

The financial industry is an ever-evolving creature, one that constantly invents exciting ways for its customers to move and spend money. By the same...

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The Missing Piece with Consumer Complaints

Just a few short years ago, complaints from consumers primarily came in through angry phone calls or lawsuits. Now they can come in through a...

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Unlicensed Activity Risks

For many financial institutions, the fear of citation for unlicensed activity, including the advertising of financial products, is always at top of...

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Monitoring Can Be Overwhelming

Financial institutions are responsible for monitoring and controlling the risks related to social media, including compliance and brand reputation...

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Service Complaints Amid Pandemic Forbearance Confusion

As the mortgage industry has pivoted and reorganized in response to the COVID-19 pandemic, the likelihood that certain steps in the mortgage process...

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